Sean Allen (CRD# 5626024) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Florham Park, NJ and has over 14 years of experience in the finance industry.
CRD# 5366446
Legacy Care Wealth, LLC
CRD# 1420183
Financial Life Focus, LLC
CRD# 5146297
Origin Investment Advisory LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Ubs Financial Services Inc. | Red Bank, NJ | Sep 2021 - Current | 2 |
| Fidelity Brokerage Services LLC | Millburn, NJ | Dec 2019 - Sep 2021 | 1 |
| Bank Of America, N.a. | Florham Park, NJ | Jun 2018 - Dec 2019 | 1 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Florham Park, NJ | Apr 2018 - Dec 2019 | 1 |
| Lyft | San Francisco, CA | May 2017 - Apr 2018 | < 1 |
| Uber | San Francisco, CA | Feb 2017 - Apr 2018 | 1 |
| Parsippany Soccer Club | Parsippany, NJ | Sep 2016 - Apr 2018 | 1 |
| Unitravco Inc. | Madison, NJ | Jan 2016 - Apr 2018 | 2 |
| Kiddie Soccer | Brookside, NJ | Sep 2015 - Nov 2017 | 2 |
| Park Savoy | Florham Park, NJ | Sep 2016 - Sep 2016 | < 1 |
| Unemployed | Morristown, NJ | Jun 2015 - Aug 2015 | < 1 |
| Ernst & Young LLP | Secaucus, NJ | May 2011 - Jun 2015 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Jun 2009 |
| S66 | NASAA Uniform Combined State Law Examination | Jul 2018 |
- NJ
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Total Assets Under Management702,387MILLIONS
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Total Number of Accounts1,093,486ACCOUNTS
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Average Account Value$642,338
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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