Thomas Lumbard (CRD# 7327900) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Flower Mound, TX and has over 2 years of experience in the finance industry.
CRD# 5009276
Hedgefield Wealth Management
CRD# 2234163
Cravens Brothers Private Wealth Management LLC
CRD# 2492919
Patton Wealth Advisors
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Bank Of America, N.a. | Flower Mound, TX | Dec 2022 - Current | 1 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Flower Mound, TX | Oct 2022 - Current | 1 |
| Nylife Securities LLC | Frisco, TX | Jun 2021 - Jul 2022 | 1 |
| New York Life Insurance Company | Frisco, TX | Feb 2021 - Jul 2022 | 1 |
| Marty Bs LLC | Flower Mound, TX | Jun 2022 - Jun 2022 | < 1 |
| Unemployed | Lake Dallas, TX | Oct 2020 - Feb 2021 | < 1 |
| Pepsico | Fort Worth, TX | Jul 2018 - Oct 2020 | 2 |
| Unemployed | Canton, NY | May 2018 - Jun 2018 | < 1 |
| Suny Cortland | Cortland, NY | Aug 2014 - May 2018 | 3 |
| Shoulettes Redemption Depot | Canton, NY | Jan 2012 - Dec 2017 | 5 |
| Pepsi Cola Ogdensburg Bottlers | Ogdensburg, NY | Jun 2015 - Aug 2017 | 2 |
| Hugh C Williams | Canton, NY | Aug 2001 - May 2014 | 12 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 2022 |
| S66 | NASAA Uniform Combined State Law Examination | Sep 2022 |
- TX
-
Total Assets Under Management1,271,594MILLIONS
-
Total Number of Accounts2,911,578ACCOUNTS
-
Average Account Value$436,737
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
About Wealthminder
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.