Kwai Yun Chan (CRD# 4077468) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Forest Hills, NY and has over 23 years of experience in the finance industry.
CRD# 1420183
Financial Life Focus, LLC
CRD# 2708116
Park Avenue Securities LLC
CRD# 5146297
Origin Investment Advisory LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Charles Schwab & Company, Inc. | Forest Hills, NY | Nov 2021 - Current | 2 |
| Charles Schwab Bank, Ssb | Forest Hills, NY | Nov 2021 - Current | 2 |
| Td Ameritrade, Inc. | Forest Hills, NY | Feb 2018 - Current | 6 |
| Td Ameritrade Investment Management, LLC | Forest Hills, NY | Feb 2018 - Nov 2021 | 3 |
| Scottrade Investment Management | New York, NY | Mar 2017 - Feb 2018 | < 1 |
| Scottrade, Inc. | New York, NY | Apr 2010 - Feb 2018 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | May 2000 |
| S65 | NASAA Investment Advisors Law Examination | Jul 2009 |
- NY
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Total Assets Under Management0MILLIONS
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Total Number of Accounts0ACCOUNTS
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Average Account Value$0
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Selection of other advisers (including private fund managers)
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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