Palavi Malik (CRD# 4704144) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Forest Hills, NY and has over 5 years of experience in the finance industry.
CRD# 1420183
Financial Life Focus, LLC
CRD# 2708116
Park Avenue Securities LLC
CRD# 5146297
Origin Investment Advisory LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Bank Of America, N.a. | Bayside, NY | Dec 2021 - Current | 2 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bayside, NY | Nov 2021 - Current | 2 |
| Unemployed | Jamaica, NY | May 2021 - Oct 2021 | < 1 |
| Ameriprise Financial Services, LLC | New York, NY | Mar 2021 - Apr 2021 | < 1 |
| Equitable Advisors LLC | New York, NY | Feb 2021 - Mar 2021 | < 1 |
| Unemployed | New York, NY | Oct 2020 - Feb 2021 | < 1 |
| Massmutual Life Insurance | New York, NY | Jun 2020 - Oct 2020 | < 1 |
| Mml Investors Services, LLC | New York, NY | Jun 2020 - Oct 2020 | < 1 |
| Santander Bank | Jamaica, NY | Apr 2020 - May 2020 | < 1 |
| St. Johns | Jamiaca, NY | Sep 1997 - May 2020 | 22 |
| Unemployed | New York, NY | Jan 2020 - Apr 2020 | < 1 |
| Bank Of America N.a. | Bayside, NY | Nov 2019 - Dec 2019 | < 1 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bayside, NY | Aug 2019 - Dec 2019 | < 1 |
| Nylife Securities LLC | Rego Park, NY | Feb 2018 - Jun 2019 | 1 |
| New York Life Insurance Company | Rego Park, NY | Sep 2016 - Jun 2019 | 2 |
| Mass Mutual | New York, NY | Jun 2016 - Sep 2016 | < 1 |
| Capital One | New York, NY | Apr 2016 - Jun 2016 | < 1 |
| Malik And Associates | Jamaica, NY | Sep 2009 - Mar 2016 | 6 |
| Haveli Restaurant | Forest Hills, NY | May 2015 - Jul 2015 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Mar 2019 |
| S66 | NASAA Uniform Combined State Law Examination | Sep 2021 |
- NY
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Total Assets Under Management1,271,594MILLIONS
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Total Number of Accounts2,911,578ACCOUNTS
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Average Account Value$436,737
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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