Christopher Staples, financial advisor Fort Collins CO
83 score

Christopher Staples

CRD Number: 6388747
Current Firm: Edward Jones
Compensation Model: Both
Christopher Staples (CRD# 6388747) is an Investment Advisor Representative working at Edward Jones in Fort Collins, CO and has 1 year of experience in the finance industry.
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Company Name Location Dates Years
Edward Jones St Louis, MO Sep 2014 - Current 2
Tortilla Marissa's Fort Collins, CO Aug 2014 - Sep 2014 < 1
Td Bank Lewiston, ME Jan 2010 - Jun 2014 4
Texas Roadhouse South Portland, ME Sep 2009 - Dec 2009 < 1
Olympia Sports Westbrook, ME Sep 2009 - Dec 2009 < 1
University Of Southern Maine South Portland, ME Nov 2008 - Aug 2009 < 1
Eggspectation South Portland, ME Sep 2007 - Oct 2008 1
Cafe Calabash South Portland, ME Apr 2007 - Aug 2007 < 1
Tanorama Windham, ME Jan 2007 - Mar 2007 < 1
Pat's Pizza Orono, ME Oct 2006 - Dec 2006 < 1
Point Sebago Resort Casco, ME Jul 2006 - Sep 2006 < 1
Yankee Ford South Portland, ME Sep 2004 - Jun 2006 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2014
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Christopher W. Staples
By the Numbers
  • Total Assets Under Management
    140,424
    MILLIONS
  • Total Number of Accounts
    777,048
    ACCOUNTS
  • Average Account Value
    $180,715
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
83
Verified Page
Data verified by both the advisor and the public regulatory data.

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