Mark KornblauCRD Number: 1085912
Current Firm: Financial Design & Management, Inc.
Mark Kornblau (CRD# 1085912) is an Investment Advisor Representative working at Financial Design & Management, Inc. in Fort Collins, CO and has over 33 years of experience in the finance industry. Mark Kornblau has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
First National Capital Markets, Inc.
Martin Wealth Management, LLC
Abernathy Financial Planning, LLC
|Geneos Wealth Management, Inc.||Fort Collins, CO||Apr 2008 - Current||9|
|Financial Design & Management, Inc.||Fort Collins, CO||Sep 1988 - Current||29|
|Royal Alliance Associates, Inc.||Fort Collins, CO||Mar 1994 - Mar 2008||14|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 1984|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management197MILLIONS
Total Number of Accounts467ACCOUNTS
Average Account Value$420,897
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
CA, CO, FL, NE, TX