Courtenay Spencer-DawkinsCRD Number: 6254280
Current Firm: Lpl Financial LLC
Courtenay Spencer-Dawkins (CRD# 6254280) is an Investment Advisor Representative working at Lpl Financial LLC in Fort Mill, SC and has over 8 years of experience in the finance industry.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Ubs Financial Services Inc.
|Lpl Financial, LLC||Fort Mill, SC||Aug 2021 - Current||< 1|
|Wells Fargo Clearing Services||Fort Mill, SC||Nov 2019 - Aug 2021||1|
|Aston Carter||Charlotte, NC||Jul 2019 - Nov 2019||< 1|
|Lpl Financial LLC||Fort Mill, SC||Dec 2017 - May 2019||1|
|Mml Investors Services, LLC||Charlotte, NC||May 2017 - Sep 2017||< 1|
|Massachusetts Mutual Life Insurance Company||Springfield, MA||Apr 2017 - Sep 2017||< 1|
|Lpl Financial, LLC||Fort Mill, SC||Sep 2016 - Apr 2017||< 1|
|Metlife Investors Distribution Company||Charlotte, NC||Jun 2016 - Sep 2016||< 1|
|Metlife Securities Inc.||Charlotte, NC||Apr 2015 - Jun 2016||1|
|The Vanguard Group, Inc.||Charlotte, NC||Sep 2013 - Apr 2015||1|
|Feel The Difference||Charlotte, NC||Sep 2008 - Apr 2015||6|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 2013|
|S65||NASAA Investment Advisors Law Examination||Jan 2020|
Total Assets Under Management268,834MILLIONS
Total Number of Accounts1,055,189ACCOUNTS
Average Account Value$254,773
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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