Courtenay Spencer-Dawkins, financial advisor Fort Mill SC

Courtenay Spencer-Dawkins

CRD Number: 6254280
Current Firm: Lpl Financial LLC

Courtenay Spencer-Dawkins (CRD# 6254280) is an Investment Advisor Representative working at Lpl Financial LLC in Fort Mill, SC and has over 8 years of experience in the finance industry.

Similar Advisors
Scott Biedrycki, financial advisor Fort Mill SC
Scott A. Biedrycki
CRD# 862387
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Similar Advisors
Don Stamas, financial advisor Fort Mill SC
Don Stamas
CRD# 2867492
Defender Capital
Similar Advisors
Gianni Abballe, financial advisor Fort Mill SC
Gianni T. Abballe
CRD# 5753288
Ubs Financial Services Inc.
Company Name Location Dates Years
Lpl Financial, LLC Fort Mill, SC Aug 2021 - Current < 1
Wells Fargo Clearing Services Fort Mill, SC Nov 2019 - Aug 2021 1
Aston Carter Charlotte, NC Jul 2019 - Nov 2019 < 1
Lpl Financial LLC Fort Mill, SC Dec 2017 - May 2019 1
Mml Investors Services, LLC Charlotte, NC May 2017 - Sep 2017 < 1
Massachusetts Mutual Life Insurance Company Springfield, MA Apr 2017 - Sep 2017 < 1
Lpl Financial, LLC Fort Mill, SC Sep 2016 - Apr 2017 < 1
Metlife Investors Distribution Company Charlotte, NC Jun 2016 - Sep 2016 < 1
Metlife Securities Inc. Charlotte, NC Apr 2015 - Jun 2016 1
The Vanguard Group, Inc. Charlotte, NC Sep 2013 - Apr 2015 1
Feel The Difference Charlotte, NC Sep 2008 - Apr 2015 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2013
S65 NASAA Investment Advisors Law Examination Jan 2020
Contact Info for Courtenay T. Spencer-Dawkins
Phone Number: 704-733-3300
Registered State(s):
  • SC
By the Numbers
  • Total Assets Under Management
    268,834
    MILLIONS
  • Total Number of Accounts
    1,055,189
    ACCOUNTS
  • Average Account Value
    $254,773
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.