David Gray (CRD# 6468480) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Fort Mitchell, KY and has over 7 years of experience in the finance industry.
CRD# 6665238
U.s. Bancorp Investments, Inc.
CRD# 6208290
Fidelity Personal And Workplace Advisors
CRD# 2076400
Ubs Financial Services Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Bank Of America, N.a. | Fort Mitchell, KY | Aug 2017 - Current | 6 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fort Mitchell, KY | Mar 2015 - Current | 9 |
| United States Army | Lexington, KY | Jun 2010 - Jun 2016 | 6 |
| Northern Kentucky University | Highland Heights, KY | Aug 2010 - Dec 2015 | 5 |
| Realty Executives | Ft. Mitchell, KY | Jul 2013 - Mar 2015 | 1 |
| Game Day Communications | Cincinnati, OH | Aug 2014 - Dec 2014 | < 1 |
| Dhl | Erlanger, KY | May 2014 - Dec 2014 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Jun 2016 |
- KY
- TX
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Total Assets Under Management1,271,594MILLIONS
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Total Number of Accounts2,911,578ACCOUNTS
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Average Account Value$436,737
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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