Jeffrey RockeCRD Number: 1178607
Current Firm: Smith Financial Investment Advisors, Inc.
Jeffrey Rocke (CRD# 1178607) is an Investment Advisor Representative working at Smith Financial Investment Advisors, Inc. in Fort Wayne, IN and has over 34 years of experience in the finance industry.
Creative Financial Designs, Inc.
Transamerica Financial Advisors, Inc.
Monarch Capital Management Inc.
|Mercap Securities, LLC||Paoli, PA||Jan 2014 - Current||4|
|Valmark Securities, Inc.||Akron, OH||Nov 2008 - Current||9|
|Valmark Advisers, Inc.||Akron, OH||Nov 2008 - Current||9|
|Guardian Life Insurance Company||New York, NY||Mar 1992 - Current||26|
|Nfp Securities||Ft Wayne, IN||Aug 2010 - Jan 2014||3|
|Summit Consultants, Inc.||Ft. Wayne, IN||Mar 1983 - Dec 2009||26|
|Nfp Securities, Inc.||Austin, TX||Dec 1999 - Nov 2008||8|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 1983|
Total Assets Under Management165MILLIONS
Total Number of Accounts365ACCOUNTS
Average Account Value$450,852
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)