Stephen Kelker, financial advisor Fort Wayne IN
86 score

Stephen Kelker

CRD Number: 1159830
Current Firm: Sii Investments, Inc.

Stephen Kelker (CRD# 1159830) is an Investment Advisor Representative working at Sii Investments, Inc. in Fort Wayne, IN and has over 33 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Sii Investments Ft. Wayne, IN Sep 2009 - Current 7
Main Street Secq Ft Wayne, IN Sep 2006 - Sep 2009 3
3 Rivers Fcu Ft Wayne, IN Sep 2005 - Sep 2006 1
Invest Financial Ft Wayne, IN Jun 1999 - Sep 2006 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1983
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Stephen M. Kelker
Phone Number: 800-426-5975
Firm Website: http://www.siionline.com
Registered State(s):
  • IN
By the Numbers
  • Total Assets Under Management
    4,226
    MILLIONS
  • Total Number of Accounts
    30,484
    ACCOUNTS
  • Average Account Value
    $138,626
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
86

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