John Carter, financial advisor Fort Worth TX
93 score

John Carter

CRD Number: 4625357
Current Firm: Td Ameritrade, Inc.

John Carter (CRD# 4625357) is an Investment Advisor Representative working at Td Ameritrade, Inc. in Fort Worth, TX and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
Tdameritrade Fort Worth, TX Mar 2011 - Current 5
Jpmorgan Dallas, TX Jun 2010 - Feb 2011 < 1
Carter Capital Dallas, TX Nov 2007 - Jul 2010 2
Merrill Lynch Ft. Worth, TX Nov 2008 - Apr 2010 1
College For Financial Planning Greenwood Village, CO Aug 2008 - Dec 2008 < 1
Bank Of America Addison, TX Oct 2006 - Jul 2008 1
Earth Mortgage Carrollton, TX Jan 2004 - Oct 2006 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Feb 2009
Contact Info for John A. Carter
Phone Number: (800) 669-3900
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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