Gaven Smith, financial advisor Fostoria OH
96 score

Gaven Smith

CRD Number: 5580360
Current Firm: Fifth Third Securities, Inc.

Gaven Smith (CRD# 5580360) is an Investment Advisor Representative working at Fifth Third Securities, Inc. in Fostoria, OH and has over 8 years of experience in the finance industry. Gaven Smith has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Fifth Third Securities Cincinnati, OH Dec 2009 - Current 7
Fidelity Covington, KY Jun 2008 - Oct 2009 1
Bowling Green State University Bowling Green, OH Apr 2008 - May 2008 < 1
Bowling Green State University Bowling Green, OH May 2007 - May 2008 1
Speedway Superamerica Maumee, OH Oct 2006 - Aug 2007 < 1
Owens Community College Toledo, OH Aug 2005 - May 2007 1
Ups Maumee, OH May 2006 - Sep 2006 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2008
S66 NASAA Uniform Combined State Law Examination Dec 2010
Contact Info for Gaven A. Smith
Phone Number: 888-889-1025
Firm Website: http://www.53.com
Registered State(s):
  • OH
By the Numbers
  • Total Assets Under Management
    813
    MILLIONS
  • Total Number of Accounts
    4,744
    ACCOUNTS
  • Average Account Value
    $171,395
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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