Gaven SmithCRD Number: 5580360
Current Firm: Fifth Third Securities, Inc.
Gaven Smith (CRD# 5580360) is an Investment Advisor Representative working at Fifth Third Securities, Inc. in Fostoria, OH and has over 9 years of experience in the finance industry. Gaven Smith has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Royal Alliance Associates, Inc.
Mml Investors Services, LLC
Strategic Investment Advisors, LLC
|Fifth Third Securities||Cincinnati, OH||Dec 2009 - Current||8|
|Fidelity||Covington, KY||Jun 2008 - Oct 2009||1|
|Bowling Green State University||Bowling Green, OH||Apr 2008 - May 2008||< 1|
|Bowling Green State University||Bowling Green, OH||May 2007 - May 2008||1|
|Speedway Superamerica||Maumee, OH||Oct 2006 - Aug 2007||< 1|
|Owens Community College||Toledo, OH||Aug 2005 - May 2007||1|
|Ups||Maumee, OH||May 2006 - Sep 2006||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 2008|
|S66||NASAA Uniform Combined State Law Examination||Dec 2010|
Total Assets Under Management813MILLIONS
Total Number of Accounts4,744ACCOUNTS
Average Account Value$171,395
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV