Seth Thompson (CRD# 6809016) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Framingham, MA and has over 6 years of experience in the finance industry.
CRD# 2513892
Advanced Portfolio Design, LLC
CRD# 2086353
Fidelity Personal And Workplace Advisors
CRD# 5046672
Lido
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Westborough, MA | Oct 2019 - Current | 4 |
| Bank Of America, N.a. | Westborough, MA | Oct 2019 - Current | 4 |
| Td Bank | Belmont, MA | Dec 2017 - Oct 2019 | 1 |
| Purshe Kaplan Sterling Investments | Albany, NY | Dec 2017 - Dec 2017 | < 1 |
| Mcadam LLC | Boston, MA | Sep 2017 - Dec 2017 | < 1 |
| Fairview Farms Golf Course | Harwinton, CT | Apr 2013 - Aug 2017 | 4 |
| Global Spectrum (the Ryan Center) | Kingston, RI | Jan 2016 - May 2017 | 1 |
| Uri | Kingston, RI | Sep 2013 - May 2017 | 3 |
| Fairview Farms Golf Course | Harwinton, CT | Jun 2016 - Sep 2016 | < 1 |
| Henkel | Rocky Hall, CT | Jun 2016 - Sep 2016 | < 1 |
| Habitat For Humanity | Shannock, RI | Jan 2016 - Apr 2016 | < 1 |
| Morrison Food Co | Torrington, CT | Sep 2012 - Jan 2016 | 3 |
| Compass Group | Torrington, CT | Sep 2011 - Jan 2016 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Aug 2017 |
| S63 | Uniform Securities State Law Examination | Aug 2017 |
- CT
- TX
-
Total Assets Under Management1,271,594MILLIONS
-
Total Number of Accounts2,911,578ACCOUNTS
-
Average Account Value$436,737
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
About Wealthminder
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.