Richard Carter, financial advisor Franklin TN

Richard Carter

CRD Number: 7078352
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Richard Carter (CRD# 7078352) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Franklin, TN and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Franklin, TN May 2019 - Current 3
Merrill Lynch, Pierce, Fenner & Smith Incorporated Franklin, TN Feb 2019 - Current 3
Belmont University Nashville, TN Jan 2019 - Apr 2019 < 1
Nashville Communications Nashville, SD Apr 2018 - Feb 2019 < 1
Motorola Solutions Chicago, IL Jun 2016 - Apr 2018 1
Cumberland University Lebanon, TN Jul 2014 - Jun 2016 1
Coastal Carolina University Conway, SC Aug 2012 - May 2014 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jun 2019
Contact Info for Richard J. Carter
Phone Number: 800-637-7455
Registered State(s):
  • TN
  • TX
By the Numbers
  • Total Assets Under Management
    1,283,838
    MILLIONS
  • Total Number of Accounts
    2,825,602
    ACCOUNTS
  • Average Account Value
    $454,359
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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