William Rotert, financial advisor Franklin TN

William Rotert

CRD Number: 6354407
Current Firm: Ubs Financial Services Inc.

William Rotert (CRD# 6354407) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Franklin, TN and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Ubs Financial Services Inc. Franklin, TN Jan 2018 - Current 3
Ubs Ag Nashville, TN Jun 2014 - Jan 2018 3
Willis Group Nashville, TN Aug 2012 - Jun 2014 1
Richland Country Club Nashville, TN Jan 2012 - Aug 2012 < 1
The University Of Alabama Tuscaloosa, AL Aug 2007 - Dec 2011 4
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination May 2018
Contact Info for William K. Rotert
Phone Number: 201-352-3000
Registered State(s):
  • TN
By the Numbers
  • Total Assets Under Management
    572,471
    MILLIONS
  • Total Number of Accounts
    1,003,533
    ACCOUNTS
  • Average Account Value
    $570,455
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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