Adam Nieto (CRD# 1993777) is an Investment Advisor Representative working at Sorrento Pacific Financial, LLC in Fremont, CA and has over 31 years of experience in the finance industry.
CRD# 4461199
Monetary Management Corporation
CRD# 4983680
Perigon Wealth Management, LLC
CRD# 3262592
Captrust
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Dcn Wealth Management | Pleasanton, CA | Feb 2017 - Current | 7 |
| Sorrento Pacific Financial, LLC | San Diego, CA | Jan 2017 - Current | 7 |
| Lpl Financial LLC | Fremont, CA | Nov 2016 - Jan 2017 | < 1 |
| Fremont Bank | Fremont, CA | Jun 2002 - Jan 2017 | 14 |
| Sorrento Pacific Finacial, LLC | San Diego, CA | May 2011 - Nov 2016 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | May 1992 |
| S66 | NASAA Uniform Combined State Law Examination | Jun 2006 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
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Total Assets Under Management193MILLIONS
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Total Number of Accounts876ACCOUNTS
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Average Account Value$219,757
- A percentage of assets under your management
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