Wade Wallace (CRD# 7196331) is an Investment Advisor Representative working at Regency Investment Advisors Inc. in Fresno, CA and has over 4 years of experience in the finance industry. Wade Wallace has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4407978
Commonwealth Financial Network
CRD# 4834967
Diversified Wealth Management Solutions, LLC
CRD# 5351296
Ameriprise Financial Services, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Regency Investment Advisors Inc. | Fresno, CA | Aug 2019 - Current | 4 |
| Meathead Movers | Fresno, CA | Oct 2016 - Jul 2019 | 2 |
| Fresno State University | Fresno, CA | Aug 2015 - May 2019 | 3 |
| Dragonfly Golf Course | Madera, CA | Jun 2015 - Aug 2016 | 1 |
| Unemployed | Madera, CA | Oct 2013 - May 2016 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | May 2019 |
- CA
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Total Assets Under Management877MILLIONS
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Total Number of Accounts1,752ACCOUNTS
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Average Account Value$500,760
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Educational seminars/workshops
CA, FL, NV, OR, TX
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