Ashley Waddington, financial advisor Gainesville FL
90 score

Ashley Waddington

CRD Number: 5628276
Current Firm: Ubs Financial Services Inc.

Ashley Waddington (CRD# 5628276) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Gainesville, FL and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Ubs Financial Services Inc. Gainesville, FL Aug 2015 - Current 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Gainesville, FL Feb 2012 - Aug 2015 3
Wells Fargo Advisors LLC Gainesville, FL Jul 2011 - Feb 2012 < 1
Wells Fargo Bank, Na Gainesville, FL Aug 2010 - Feb 2012 1
Power Production Management Gainesville, FL Nov 2009 - Dec 2010 1
Axa Advisors, LLC New York, NY Apr 2010 - Jun 2010 < 1
University Of Florida Gainesville, FL Aug 2006 - Apr 2010 3
Ameriprise Financial Services, Inc. Gainesville, FL Dec 2008 - Dec 2009 1
Planet Beach Gainesville, FL Aug 2006 - Jan 2009 2
Ellianos Lake City, FL Jul 2005 - Aug 2006 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2011
S66 NASAA Uniform Combined State Law Examination Apr 2012
Contact Info for Ashley S. Waddington
Phone Number: 201-352-3000
Registered State(s):
  • FL
  • TX
By the Numbers
  • Total Assets Under Management
    358,253
    MILLIONS
  • Total Number of Accounts
    860,383
    ACCOUNTS
  • Average Account Value
    $416,388
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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