Matthew Sullivan
CRD Number: 6335178Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Matthew Sullivan (CRD# 6335178) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Garden City, NY and has over 7 years of experience in the finance industry.
CRD# 2708116
Park Avenue Securities LLC
CRD# 4632189
Sarsi, LLC
CRD# 4846117
Hightower Advisors, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Bank Of America, N.a. | Garden City, NY | Oct 2017 - Current | 6 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Garden City, NY | Nov 2016 - Current | 7 |
| Unemployed | Garden City, NY | Aug 2016 - Nov 2016 | < 1 |
| Camp Anchor | Lido Beach, NY | Jul 2016 - Aug 2016 | < 1 |
| Unemployed | Garden City, NY | May 2016 - Jul 2016 | < 1 |
| Georgetown University | Washington, DC | Aug 2012 - May 2016 | 3 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York, NY | May 2015 - Aug 2015 | < 1 |
| Aol Inc. | New York, NY | Jul 2014 - Aug 2014 | < 1 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York, NY | May 2014 - Jul 2014 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Mar 2017 |
- CT
- NY
- TX
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Total Assets Under Management1,271,594MILLIONS
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Total Number of Accounts2,911,578ACCOUNTS
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Average Account Value$436,737
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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