Sandeep Dutta (CRD# 2693647) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Garden City, NY and has over 28 years of experience in the finance industry.
CRD# 2708116
Park Avenue Securities LLC
CRD# 4632189
Sarsi, LLC
CRD# 4846117
Hightower Advisors, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Charles Schwab And Company, Inc. | Staten Island, NY | Dec 2022 - Current | 1 |
| Td Ameritrade Investment Management, LLC | Omaha, NE | Feb 2018 - Dec 2022 | 4 |
| Td Ameritrade, Inc. | Staten Island, NY | Feb 2018 - Dec 2022 | 4 |
| Scottrade, Inc. | Staten Island, NY | Feb 2017 - Sep 2018 | 1 |
| Raymond Jams Financial Services, Inc. | New York, NY | Nov 2015 - Dec 2016 | 1 |
| Raymond James Financial Services Advisors Inc. | New York, NY | Nov 2015 - Dec 2016 | 1 |
| United Nations Federal Credit Union | New York, NY | Nov 2015 - Dec 2016 | 1 |
| Td Ameritrade, Inc. | New York, NY | Feb 2005 - Oct 2015 | 10 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jan 1996 |
| S66 | NASAA Uniform Combined State Law Examination | May 2005 |
- NY
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Total Assets Under Management0MILLIONS
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Total Number of Accounts0ACCOUNTS
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Average Account Value$0
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Selection of other advisers (including private fund managers)
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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