Grady Smith (CRD# 6831163) is an Investment Advisor Representative working at Principal Securities, Inc. in Garner, NC and has over 6 years of experience in the finance industry.
CRD# 2651246
Ae Wealth Management, LLC
CRD# 1158688
Townsend Asset Management Corp.
CRD# 1587979
Raymond James & Associates, Inc.
Company Name | Location | Dates | Years |
---|---|---|---|
Jones Insurance Agency | Garner, NC | Aug 2019 - Current | 4 |
Principal Securities, Inc. | Garner, NC | Feb 2019 - Current | 5 |
Principal Life Insurance Company | Garner, NC | Feb 2019 - Dec 2022 | 3 |
Hornor Townsend & Kent Inc. | Horsham, PA | Aug 2017 - Feb 2019 | 1 |
Penn Mutual Life Ins Co | Horsham, PA | Jun 2016 - Feb 2019 | 2 |
Sports Endeavors Inc. | Hillsborough, NC | Jan 2016 - Jun 2016 | < 1 |
Aramark | Greensboro, NC | Aug 2014 - Jan 2016 | 1 |
Carolina Golf Club | Charlotte, NC | Jan 2009 - Aug 2014 | 5 |
East Carolina University | Greenville, NC | Aug 2010 - May 2014 | 3 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Oct 2017 |
S65 | NASAA Investment Advisors Law Examination | Jun 2019 |
- NC
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Total Assets Under Management12,106MILLIONS
-
Total Number of Accounts54,844ACCOUNTS
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Average Account Value$220,730
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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