Gordon Forgione (CRD# 5691752) is an Investment Advisor Representative working at Foundations Investment Advisors LLC in Glastonbury, CT and has over 14 years of experience in the finance industry.
CRD# 4579297
Upper Left Wealth Management, LLC
CRD# 2726777
Springboard Asset Management LLC
CRD# 4297910
Milestone Asset Management Group, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Foundations Investment Advisors LLC | Phoenix, AZ | Aug 2021 - Current | 2 |
| Midstate Insurance & Financial Dba Summit Retirement Solutions | Glastonbury, CT | Jun 2009 - Current | 14 |
| Ae Wealth Management, LLC | Topeka, KS | Sep 2019 - Aug 2021 | 1 |
| The Nathan Agencies | Amherst, MA | Jul 2017 - Jan 2020 | 2 |
| Change Path LLC | Leawood, KS | Apr 2018 - Sep 2019 | 1 |
| Lincoln Investment | Fort Washington, PA | Jul 2017 - Apr 2018 | < 1 |
| Principal Life Insurance Company | Glastonbury, CT | Sep 2015 - Jun 2017 | 1 |
| Princor Financial Services Corporation | Glastonbury, CT | Sep 2015 - Jun 2017 | 1 |
| Mml Investors Services | Enfield, CT | Jan 2012 - Sep 2015 | 3 |
| Mass Mutual Life Insurance Company | Enfield, CT | Nov 2011 - Sep 2015 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Mar 2010 |
| S65 | NASAA Investment Advisors Law Examination | Sep 2014 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CT
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Total Assets Under Management5,442MILLIONS
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Total Number of Accounts42,079ACCOUNTS
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Average Account Value$129,332
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