Nicholas Oliveros-PipkinCRD Number: 7015675
Current Firm: Mml Investors Services, LLC
Nicholas Oliveros-Pipkin (CRD# 7015675) is an Investment Advisor Representative working at Mml Investors Services, LLC in Glastonbury, CT and has over 3 years of experience in the finance industry.
Upper Left Wealth Management, LLC
Springboard Asset Management LLC
Milestone Asset Management Group, LLC
|Mass Mutual Life Insurance Company||Glastonbury, CT||Sep 2018 - Current||4|
|Mml Investors Services, LLC||Glastonbury, CT||Sep 2018 - Current||4|
|Army||New London, CT||Nov 2014 - Nov 2020||6|
|Lucky Taco||Manchester, CT||Jun 2017 - Oct 2019||2|
|School||Vernon, CT||Sep 2008 - May 2019||10|
|Red Robin||Manchester, CT||May 2015 - Mar 2018||2|
|Plaza Azteca||Manchester, CT||Mar 2013 - Feb 2015||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 2019|
|S65||NASAA Investment Advisors Law Examination||Mar 2020|
Total Assets Under Management62,946MILLIONS
Total Number of Accounts287,089ACCOUNTS
Average Account Value$219,257
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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