Eric Wolf, financial advisor Glen Oaks NY
93 score

Eric Wolf

CRD Number: 1845862
Current Firm: Hsbc Securities (usa) Inc.

Eric Wolf (CRD# 1845862) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in Glen Oaks, NY and has over 28 years of experience in the finance industry.

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Company Name Location Dates Years
Hsbc Securities (usa) Inc. Glen Oaks, NY Apr 2013 - Current 3
Hsbc Securities (usa) Inc. Glen Oaks, NY Apr 2013 - Apr 2013 < 1
Hsbc Securities (usa) Inc. New York, NY Mar 2011 - Apr 2013 2
Chase Investment Services Corp. New York, NY Mar 2004 - Mar 2011 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1988
S65 NASAA Investment Advisors Law Examination May 2004
Contact Info for Eric S. Wolf
Phone Number: 212-525-2879
Registered State(s):
  • AK
  • NJ
  • VI
  • OK
By the Numbers
  • Total Assets Under Management
    2,985
    MILLIONS
  • Total Number of Accounts
    12,340
    ACCOUNTS
  • Average Account Value
    $241,893
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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