Shawn Mercer, financial advisor Glendale CO
93 score

Shawn Mercer

CRD Number: 4470276
Current Firm: Jolliffe Capital, Inc.

Shawn Mercer (CRD# 4470276) is an Investment Advisor Representative working at Jolliffe Capital, Inc. in Glendale, CO and has over 6 years of experience in the finance industry.

Similar Advisors
Matt Carver, financial advisor Glendale CO
Matt Carver
CRD# 5508035
Primerica Advisors
Score
101
Similar Advisors
Mark Ballenger II, financial advisor Glendale CO
Mark A. Ballenger II
CRD# 2810252
Ewealth Consulting, LLC
Score
104
Similar Advisors
Dave Anthony, CFP®, RMA®, financial advisor Glendale CO
Dave Anthony, CFP®, RMA®
CRD# 3068955
Anthony Capital, LLC
Score
103
Company Name Location Dates Years
Jolliffe Capital, Inc. Glendale, CO Nov 2008 - Current 8
Self Denver, CO Apr 2004 - Current 12
Evolve Securities, Inc. Glendale, CO Aug 2009 - Nov 2009 < 1
Worth Financial Group Inc. Dallas, TX Feb 2007 - Dec 2007 < 1
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Dec 2009
Contact Info for Shawn M. Mercer
Phone Number: 303-469-6273
Firm Website: http://www.happy401k.com
Registered State(s):
  • CO
By the Numbers
  • Total Assets Under Management
    136
    MILLIONS
  • Total Number of Accounts
    365
    ACCOUNTS
  • Average Account Value
    $372,126
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

CO, FL, GA, NE

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES
93
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.