James Hannigan (CRD# 1375226) is an Investment Advisor Representative working at Lpl Financial LLC in Green Valley, AZ and has over 38 years of experience in the finance industry.
CRD# 861820
First Heartland Consultants, Inc.
CRD# 1808329
Lpl Financial LLC
CRD# 1934648
Mml Investors Services, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial LLC | Green Valley, AZ | Mar 2024 - Current | < 1 |
| Focus Financial Network, Inc. | Minneapolis, MN | Sep 2017 - Mar 2024 | 6 |
| Osaic Wealth, Inc. | Jersey City, NJ | Sep 2017 - Mar 2024 | 6 |
| Securian Financial Services | St. Paul, MN | Oct 2001 - Sep 2017 | 15 |
| Minnesota Life Ins. Co | St. Paul, MN | Sep 2001 - Sep 2017 | 16 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | May 1985 |
| S66 | NASAA Uniform Combined State Law Examination | Jan 2018 |
- AZ
- MN
-
Total Assets Under Management463,475MILLIONS
-
Total Number of Accounts1,910,545ACCOUNTS
-
Average Account Value$242,588
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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