Soofia Naqvi (CRD# 5632488) is an Investment Advisor Representative working at Mml Investors Services, LLC in Greenvale, NY and has over 13 years of experience in the finance industry.
CRD# 2619252
Ameriprise Financial Services, LLC
CRD# 6826987
J.p. Morgan Securities LLC
CRD# 1358227
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Mml Investors Services, LLC | East Hills, NY | Mar 2017 - Current | 7 |
| Massmutual Life Insurance Co | East Hills, NY | Jul 2016 - Current | 7 |
| Astoria Federal Savings Bank | Whitestone, NY | Feb 2010 - Current | 14 |
| Metlife Securities, Inc. | Lake Success, NY | Feb 2012 - Mar 2017 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Dec 2010 |
- NY
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Total Assets Under Management72,828MILLIONS
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Total Number of Accounts351,645ACCOUNTS
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Average Account Value$207,106
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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