Dillon Smith (CRD# 6611380) is an Investment Advisor Representative working at Mml Investors Services, LLC in Foley, AL and has over 8 years of experience in the finance industry. Dillon Smith has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 1012439
Cadaret Grant & Co Inc.
CRD# 1276411
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 5875302
Osaic Wealth, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Mml Investors Services, LLC | Foley, AL | Jan 2019 - Current | 5 |
| Mass Mutual Life Insurance Co | Foley, AL | Dec 2018 - Current | 5 |
| Pruco Securities, LLC | Franklin, TN | Jan 2016 - Dec 2018 | 2 |
| The Prudential Insurance Company Of America | Franklin, TN | May 2015 - Dec 2018 | 3 |
| Santa Fe Cattle Company | Troy, AL | Oct 2015 - Dec 2015 | < 1 |
| Tin Top Oyster Bar | Bon Secur, AL | May 2015 - Sep 2015 | < 1 |
| The Old Barn | Goshen, AL | Jan 2015 - May 2015 | < 1 |
| Troy University | Troy, AL | Aug 2011 - May 2015 | 3 |
| Ike's Beach Service | Gulf Shores, AL | May 2014 - Aug 2014 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Oct 2016 |
| S63 | Uniform Securities State Law Examination | Mar 2016 |
- AL
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Total Assets Under Management72,828MILLIONS
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Total Number of Accounts351,645ACCOUNTS
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Average Account Value$207,106
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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