Thomas Roccograndi, financial advisor Hagerstown MD

Thomas Roccograndi

CRD Number: 3260443
Current Firm: Charles Schwab & Company, Inc.

Thomas Roccograndi (CRD# 3260443) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Hagerstown, MD and has over 24 years of experience in the finance industry.

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Company Name Location Dates Years
Roccograndi Management, LLC Hagerstown, MD Jan 2014 - Current 10
Hope Meadows Farm, LLC Falling Waters, WV May 2013 - Current 11
Charles Schwab & Company, Inc. Hagerstown, MD Dec 2012 - Current 11
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 1999
S66 NASAA Uniform Combined State Law Examination Nov 2000
Contact Info for Thomas J. Roccograndi
Phone Number: 415-667-7000
Firm Website: https://www.schwab.com
Registered State(s):
  • MD
  • TX
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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