Denise Filardo, financial advisor Hamden CT
93 score

Denise Filardo

CRD Number: 1254146
Current Firm: Waddell & Reed

Denise Filardo (CRD# 1254146) is an Investment Advisor Representative working at Waddell & Reed in Hamden, CT and has over 29 years of experience in the finance industry.

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Company Name Location Dates Years
Mark Stevens Hamden, CT Jan 2014 - Current 2
Various Insurance Carriers For W & R Insurance Agencies Woodbridge, CT Jul 2011 - Current 5
Waddell & Reed, Inc. Hamden, CT Jul 2011 - Current 5
Unemployed Woodbridge, CT Jun 2011 - Jul 2011 < 1
Client One Securities, LLC Leawood, KS Mar 2011 - Jun 2011 < 1
Agemy Financial Guilford, CT Dec 2010 - May 2011 < 1
Retirement Planning Group, LLC Guilford, CT Oct 2010 - Dec 2010 < 1
Financial Network Milford, CT May 2010 - Oct 2010 < 1
Cambridge Investment Research, Inc. Milford, CT May 2010 - Oct 2010 < 1
Cambridge Investment Research Advisors, Inc. Milford, CT May 2010 - Oct 2010 < 1
Unemployed Woodbridge, CT Apr 2009 - May 2010 1
Investacorp Inc. Miami Lakes, FL Jul 2008 - Apr 2009 < 1
Unemployed Woodbridge, CT Jun 2008 - Jul 2008 < 1
Merrill Lynch Fairfield, CT Jan 2008 - Jun 2008 < 1
Waddell & Reed Hamden, CT Sep 2006 - Jan 2008 1
Vision Asset Management Milford, CT Sep 2002 - Sep 2006 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1987
S66 NASAA Uniform Combined State Law Examination Aug 2007
Contact Info for Denise Filardo
Phone Number: 913-236-2000
Firm Website: http://www.waddell.com
Registered State(s):
  • CA
  • CO
  • CT
  • FL
  • GA
  • ME
  • MI
  • MO
  • NH
  • NJ
  • NC
  • RI
  • SC
  • TX
  • VA
By the Numbers
  • Total Assets Under Management
    18,309
    MILLIONS
  • Total Number of Accounts
    149,599
    ACCOUNTS
  • Average Account Value
    $122,387
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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