Denise FilardoCRD Number: 1254146
Current Firm: Waddell & Reed
Denise Filardo (CRD# 1254146) is an Investment Advisor Representative working at Waddell & Reed in Hamden, CT and has over 29 years of experience in the finance industry.
Springboard Asset Management LLC
Sagepoint Financial, Inc.
|Mark Stevens||Hamden, CT||Jan 2014 - Current||3|
|Various Insurance Carriers For W & R Insurance Agencies||Woodbridge, CT||Jul 2011 - Current||5|
|Waddell & Reed, Inc.||Hamden, CT||Jul 2011 - Current||5|
|Unemployed||Woodbridge, CT||Jun 2011 - Jul 2011||< 1|
|Client One Securities, LLC||Leawood, KS||Mar 2011 - Jun 2011||< 1|
|Agemy Financial||Guilford, CT||Dec 2010 - May 2011||< 1|
|Retirement Planning Group, LLC||Guilford, CT||Oct 2010 - Dec 2010||< 1|
|Financial Network||Milford, CT||May 2010 - Oct 2010||< 1|
|Cambridge Investment Research, Inc.||Milford, CT||May 2010 - Oct 2010||< 1|
|Cambridge Investment Research Advisors, Inc.||Milford, CT||May 2010 - Oct 2010||< 1|
|Unemployed||Woodbridge, CT||Apr 2009 - May 2010||1|
|Investacorp Inc.||Miami Lakes, FL||Jul 2008 - Apr 2009||< 1|
|Unemployed||Woodbridge, CT||Jun 2008 - Jul 2008||< 1|
|Merrill Lynch||Fairfield, CT||Jan 2008 - Jun 2008||< 1|
|Waddell & Reed||Hamden, CT||Sep 2006 - Jan 2008||1|
|Vision Asset Management||Milford, CT||Sep 2002 - Sep 2006||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 1987|
|S66||NASAA Uniform Combined State Law Examination||Aug 2007|
Total Assets Under Management18,309MILLIONS
Total Number of Accounts149,599ACCOUNTS
Average Account Value$122,387
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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