Denise FilardoCRD Number: 1254146
Current Firm: Waddell & Reed
Denise Filardo (CRD# 1254146) is an Investment Advisor Representative working at Waddell & Reed in Hamden, CT and has over 31 years of experience in the finance industry.
Lpl Financial LLC
Springboard Asset Management LLC
|Joseph Mcdonagh||Hamden, CT||Sep 2017 - Current||< 1|
|Stevens Group Financial Services LLC||Hamden, CT||Sep 2016 - Current||1|
|Stevens Group Financial Services (dba)||Hamden, CT||Sep 2016 - Current||1|
|Denise Filardo||Woodbridge, CT||Jan 2015 - Current||3|
|Mark Stevens||Hamden, CT||Jan 2014 - Current||4|
|Various Insurance Carriers For W & R Insurance Agencies||Woodbridge, CT||Jul 2011 - Current||6|
|Waddell & Reed, Inc.||Hamden, CT||Jul 2011 - Current||6|
|Unemployed||Woodbridge, CT||Jun 2011 - Jul 2011||< 1|
|Client One Securities, LLC||Leawood, KS||Mar 2011 - Jun 2011||< 1|
|Agemy Financial||Guilford, CT||Dec 2010 - May 2011||< 1|
|Retirement Planning Group, LLC||Guilford, CT||Oct 2010 - Dec 2010||< 1|
|Financial Network||Milford, CT||May 2010 - Oct 2010||< 1|
|Cambridge Investment Research, Inc.||Milford, CT||May 2010 - Oct 2010||< 1|
|Cambridge Investment Research Advisors, Inc.||Milford, CT||May 2010 - Oct 2010||< 1|
|Unemployed||Woodbridge, CT||Apr 2009 - May 2010||1|
|Investacorp Inc.||Miami Lakes, FL||Jul 2008 - Apr 2009||< 1|
|Unemployed||Woodbridge, CT||Jun 2008 - Jul 2008||< 1|
|Merrill Lynch||Fairfield, CT||Jan 2008 - Jun 2008||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 1987|
|S66||NASAA Uniform Combined State Law Examination||Aug 2007|
Total Assets Under Management19,057MILLIONS
Total Number of Accounts153,035ACCOUNTS
Average Account Value$124,526
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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