Derek Downing, financial advisor Hauppauge NY
89 score

Derek Downing

CRD Number: 6206137
Current Firm: First Empire Asset Management, Inc.

Derek Downing (CRD# 6206137) is an Investment Advisor Representative working at First Empire Asset Management, Inc. in Hauppauge, NY and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
First Empire Securities, Inc. Hauppauge, NY Apr 2014 - Current 3
First Empire Securities, Inc. Hauppauge, NY Jun 2013 - Apr 2014 < 1
Deutsche Bank Jacksonville, FL Mar 2010 - May 2013 3
Full Time Education Jacksonville, FL Aug 2009 - Mar 2010 < 1
Unemployed Jacksonville, FL Feb 2009 - Aug 2009 < 1
Bohler Engineering Ronkonkoma, NY Apr 2007 - Feb 2009 1
Shaw Environmental, Inc. Holbrook, NY Jun 2004 - Apr 2007 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2013
Contact Info for Derek J. Downing
Phone Number: 631-630-2500
Firm Website:
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States


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This advisor has a clean track record with regulators.

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