Derek DowningCRD Number: 6206137
Current Firm: First Empire Asset Management, Inc.
Derek Downing (CRD# 6206137) is an Investment Advisor Representative working at First Empire Asset Management, Inc. in Hauppauge, NY and has over 4 years of experience in the finance industry.
Scholtz & Co
Axa Advisors, LLC
American Portfolios Advisors, Inc.
|First Empire Securities, Inc.||Hauppauge, NY||Apr 2014 - Current||3|
|First Empire Securities, Inc.||Hauppauge, NY||Jun 2013 - Apr 2014||< 1|
|Deutsche Bank||Jacksonville, FL||Mar 2010 - May 2013||3|
|Full Time Education||Jacksonville, FL||Aug 2009 - Mar 2010||< 1|
|Unemployed||Jacksonville, FL||Feb 2009 - Aug 2009||< 1|
|Bohler Engineering||Ronkonkoma, NY||Apr 2007 - Feb 2009||1|
|Shaw Environmental, Inc.||Holbrook, NY||Jun 2004 - Apr 2007||2|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Oct 2013|
Total Assets Under Management3,215MILLIONS
Total Number of Accounts1ACCOUNTS
Average Account Value$3,215,436,000
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for businesses (other than small businesses) or institutional clients
AZ, CA, FL, IA, IL, KY, MI, NJ, NY, TN, TX
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