Geoffrey RingstadCRD Number: 1441069
Current Firm: First Empire Asset Management, Inc.
Geoffrey Ringstad (CRD# 1441069) is an Investment Advisor Representative working at First Empire Asset Management, Inc. in Hauppauge, NY and has over 32 years of experience in the finance industry.
Scholtz & Co
Axa Advisors, LLC
American Portfolios Advisors, Inc.
|First Empire Securities, Inc.||Hauppauge, NY||Dec 2002 - Current||15|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 1986|
|S66||NASAA Uniform Combined State Law Examination||Mar 2010|
Total Assets Under Management3,215MILLIONS
Total Number of Accounts1ACCOUNTS
Average Account Value$3,215,436,000
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for businesses (other than small businesses) or institutional clients
AZ, CA, FL, IA, IL, KY, MI, NJ, NY, TN, TX