Geoffrey Ringstad, financial advisor Hauppauge NY
93 score

Geoffrey Ringstad

CRD Number: 1441069
Current Firm: First Empire Asset Management, Inc.

Geoffrey Ringstad (CRD# 1441069) is an Investment Advisor Representative working at First Empire Asset Management, Inc. in Hauppauge, NY and has over 30 years of experience in the finance industry.

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Company Name Location Dates Years
First Empire Securities, Inc. Hauppauge, NY Dec 2002 - Current 13
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1986
S66 NASAA Uniform Combined State Law Examination Mar 2010
Contact Info for Geoffrey B. Ringstad
Phone Number: 631-630-2500
Firm Website:
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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