Steven Marroquin
CRD Number: 7276710Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Steven Marroquin (CRD# 7276710) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Hollywood, CA and has 1 year of experience in the finance industry.
CRD# 2962660
Grove Point Advisors, LLC
CRD# 5781614
Awm Capital, LLC
CRD# 6406556
Aqua Capital Advisors
Company Name | Location | Dates | Years |
---|---|---|---|
Bank Of America, N.a. | Hollywood, CA | Nov 2022 - Current | 1 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hollywood, CA | Sep 2022 - Current | 1 |
Mutual Of America Life Insurance Company | New York, NY | Jul 2020 - Sep 2022 | 2 |
Unemployed | Los Angeles, CA | Jan 2020 - Jul 2020 | < 1 |
California State University Northridge | Northridge, CA | Sep 2014 - May 2020 | 5 |
Bank Of America | Los Angeles, CA | Jul 2015 - Jan 2020 | 4 |
Ross Dress For Less | Los Angeles, CA | Nov 2014 - Jul 2015 | < 1 |
Unemployed | Los Angeles, CA | Jun 2014 - Nov 2014 | < 1 |
Unemployed/dowtown Magnets High School | Los Angeles, CA | Jul 2010 - Jun 2014 | 3 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | Jan 2023 |
- CA
- TX
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Total Assets Under Management1,271,594MILLIONS
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Total Number of Accounts2,911,578ACCOUNTS
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Average Account Value$436,737
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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