Roy Caso, financial advisor Holyoke MA

Roy Caso

CRD Number: 2059281
Current Firm: Mml Investors Services, LLC

Roy Caso (CRD# 2059281) is an Investment Advisor Representative working at Mml Investors Services, LLC in Holyoke, MA and has over 31 years of experience in the finance industry.

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Company Name Location Dates Years
Mml Investors Services, LLC Holyoke, MA Feb 2000 - Current 24
Massmutual Life Insurance Company Holyoke, MA Jan 2000 - Current 24
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1992
Contact Info for Roy R. Caso
Phone Number: (413)737-8400
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    58,787
    MILLIONS
  • Total Number of Accounts
    326,297
    ACCOUNTS
  • Average Account Value
    $180,164
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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