Martin Lau (CRD# 4086631) is an Investment Advisor Representative working at Lpl Financial LLC in Honolulu, HI and has over 18 years of experience in the finance industry.
CRD# 4818301
Mission Financial Group, LLC
CRD# 3199222
Ameriprise Financial Services, LLC
CRD# 1916417
Osaic Wealth, Inc.
Company Name | Location | Dates | Years |
---|---|---|---|
Lpl Financial | Honolulu, HI | Oct 2022 - Current | 1 |
Bank Of America, N.a. | Honolulu, HI | Nov 2019 - Sep 2022 | 2 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated | Honolulu, HI | Sep 2019 - Sep 2022 | 3 |
Cuna Brokerage Services, Inc. | Waverly, IA | Jul 2018 - Sep 2019 | 1 |
Cuna Mutual Group | Waverly, IA | Jul 2018 - Sep 2019 | 1 |
Cuso Financial Services | San Diego, CA | Jan 2017 - Jul 2018 | 1 |
Central Pacific Bank | Honolulu, HI | Mar 2016 - Jan 2017 | < 1 |
Travel Relocate | Costa Mesa, CA | Oct 2015 - Mar 2016 | < 1 |
B. Riley (successor Firm To National Securities Corp) | Irvine, CA | Jun 2015 - Oct 2015 | < 1 |
Lau Wealth Management (b. Riley Successor To National Holdings) | Irvine, CA | May 2015 - Jun 2015 | < 1 |
Lpl Financial | Irvine, CA | Oct 2014 - Jun 2015 | < 1 |
Travel, Relocate | Los Angeles, CA | Dec 2013 - Oct 2014 | < 1 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Oct 2006 |
S65 | NASAA Investment Advisors Law Examination | Jan 2006 |
S66 | NASAA Uniform Combined State Law Examination | Apr 2015 |
- HI
- TX
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Total Assets Under Management463,475MILLIONS
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Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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