Francis Abbey (CRD# 1218000) is an Investment Advisor Representative working at Planmember Securities Corporation in Horseshoe Bay, TX and has over 2 years of experience in the finance industry. Francis Abbey has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4485600
Synergy Capital Advisors, LLC
CRD# 4495175
Dominion Portfolio Management, Inc.
CRD# 4208257
Cetera Investment Advisers LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Planmember Securities Corporation | Carpinteria, CA | Sep 2018 - Current | 5 |
| Self Employed Dba Francis "chris" Abbey | Mandeville, LA | Mar 2015 - Current | 9 |
| Taylor & Sons Insurance & Financial Services | Covington, LA | Sep 2018 - Dec 2023 | 5 |
| Pruco Securities, LLC | Metairie, LA | Oct 2017 - Feb 2018 | < 1 |
| The Prudential Insurance Company Of America | Metairie, LA | Oct 2017 - Feb 2018 | < 1 |
| Unemployed | Mandeville, LA | Apr 2017 - Oct 2017 | < 1 |
| Mml Investors Services, LLC | Metairie, LA | Mar 2017 - Apr 2017 | < 1 |
| Metlife Securities | Metairie, LA | Oct 2016 - Apr 2017 | < 1 |
| Massachusetts Mutual Life Insurance Company | Metairie, LA | Jul 2016 - Apr 2017 | < 1 |
| Unemployed | Mandeville, LA | Jun 2016 - Jul 2016 | < 1 |
| W&s Brokerage Service | Cincinnati, OH | Dec 2015 - Jun 2016 | < 1 |
| Western And Southern Life | Metairie, LA | Nov 2015 - Jun 2016 | < 1 |
| Talents - Self | Largo, FL | Mar 2015 - Nov 2015 | < 1 |
| Principal Life Insurance Company | Tampa, FL | Oct 2014 - Mar 2015 | < 1 |
| Princor Financial Services Corp | Tampa, FL | Oct 2014 - Mar 2015 | < 1 |
| Aaa Insurance | Tampa, FL | Oct 2012 - Oct 2014 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 2021 |
- LA
- TX
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Total Assets Under Management8,276MILLIONS
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Total Number of Accounts69,347ACCOUNTS
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Average Account Value$119,336
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
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