Richard Treta (CRD# 1396132) is an Investment Advisor Representative working at Planmember Securities Corporation in Horseshoe Bay, TX and has over 38 years of experience in the finance industry. Richard Treta has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4485600
Synergy Capital Advisors, LLC
CRD# 4495175
Dominion Portfolio Management, Inc.
CRD# 4208257
Cetera Investment Advisers LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Richard Treta (self Employed) | Fort Worth, TX | Jul 2018 - Current | 5 |
| Planmember Securities Corporation | Carpinter, CA | Jul 2018 - Current | 5 |
| Penwell Treta Wealth Management | Fort Worth, TX | Jul 2018 - Current | 5 |
| Lincoln Financial Advisors | Fort Worth, TX | Mar 2007 - Jul 2018 | 11 |
| Treta Financial Group | Irving, TX | Dec 2006 - Jul 2018 | 11 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jan 1986 |
| S65 | NASAA Investment Advisors Law Examination | Oct 1999 |
- TX
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Total Assets Under Management8,276MILLIONS
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Total Number of Accounts69,347ACCOUNTS
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Average Account Value$119,336
- A percentage of assets under your management
- Hourly charges
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- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
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