Brett Hains, financial advisor Houma LA

Brett Hains

CRD Number: 5236154
Current Firm: Lpl Financial LLC

Brett Hains (CRD# 5236154) is an Investment Advisor Representative working at Lpl Financial LLC in Houma, LA and has over 13 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial LLC Houma, LA Dec 2015 - Current 8
Business First Bank (aka:b1bank; Formerly:coastal Commerce Bank) Houma, LA Dec 2015 - Current 8
Capital One Sharebuilder, Inc. Larose, LA Dec 2015 - Dec 2015 < 1
Sharebuilder 401k Seattle, WA Jan 2015 - Dec 2015 < 1
Capital One Investment Services Corporation Cutoff, LA May 2008 - Dec 2015 7
Capital One, N.a. Cutoff, LA Sep 2006 - Dec 2015 9
Capital One Investments, LLC New Orleans, LA Sep 2006 - Dec 2015 9
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2010
Contact Info for Brett M. Hains
Phone Number: 704-733-3300
Registered State(s):
  • LA
  • TX
By the Numbers
  • Total Assets Under Management
    463,475
    MILLIONS
  • Total Number of Accounts
    1,910,545
    ACCOUNTS
  • Average Account Value
    $242,588
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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