Minor Shores, financial advisor Houston TX
96 score

Minor Shores

CRD Number: 1346068
Current Firm: Sunbelt Securities

Minor Shores (CRD# 1346068) is an Investment Advisor Representative working at Sunbelt Securities in Houston, TX and has over 32 years of experience in the finance industry. Minor Shores has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Sunbelt Securities Inc. Houston, TX Jul 2012 - Current 4
Shores Wealth Management, Inc. (dba) Austin, TX Jul 2012 - Current 4
Linsco/private Ledger Corp. Austin, TX Oct 2006 - Jul 2012 5
Raymond James Financial Service, Inc. Austin, TX Mar 2002 - Oct 2006 4
Estate & Business Consultants Austin, TX Jun 1995 - Oct 2006 11
Shores Estate & Investments Specialists, Inc. Austin, TX Feb 1988 - Oct 2006 18
Dale Shores Financial Services Inc. Austin, TX Feb 1974 - Oct 2006 32
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1984
Contact Info for Minor D. Shores
Phone Number: 713-965-9510
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    201
    MILLIONS
  • Total Number of Accounts
    957
    ACCOUNTS
  • Average Account Value
    $209,810
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AR, AZ, CA, CO, FL, GA, IA, IL, KY, LA, MI, MO, MS, NC, NE, NM, NV, NY, OH, OK, OR, PA, SD, TN, TX, UT, VA, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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