Zachary Allen, financial advisor Houston TX
96 score

Zachary Allen

CRD Number: 4469848
Current Firm: Capital One Advisors, LLC

Zachary Allen (CRD# 4469848) is an Investment Advisor Representative working at Capital One Advisors, LLC in Houston, TX and has over 14 years of experience in the finance industry. Zachary Allen has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Capital One Investing Seattle, WA Sep 2015 - Current 1
Commonwealth Financial Network San Diego, TX Feb 2014 - Aug 2015 1
Unemployed Houston, TX Nov 2013 - May 2014 < 1
E*trade Capital Management LLC Houston, TX Jan 2013 - Nov 2013 < 1
E*trade Securities LLC Houston, TX Jan 2013 - Nov 2013 < 1
Scottrade Houston, TX Nov 2012 - Jan 2013 < 1
Compass Bank Houston, TX Jul 2012 - Oct 2012 < 1
Bbva Compass Investment Solutions, Inc. Houston, TX Jul 2012 - Oct 2012 < 1
Tdameritrade Inc. Houston, TX Mar 2010 - Jul 2012 2
Right Choice Credit Union Houstin, TX Jul 2009 - Mar 2010 < 1
Cuso Financial Services, LP San Diego, CA Jul 2009 - Mar 2010 < 1
Td Ameritrade Inc. Austin, TX May 2008 - Jun 2009 1
Banc Of America Austin, TX Sep 2005 - May 2008 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination May 2002
Contact Info for Zachary D. Allen
Phone Number: 206-805-0800
Registered State(s):
  • LA
  • TX
  • WA
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    12
    ACCOUNTS
  • Average Account Value
    $1,343
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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