Frank Carbone (CRD# 6885201) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Hunt Valley, MD and has over 6 years of experience in the finance industry.
CRD# 5690805
T. Rowe Price Associates, Inc.
CRD# 3212422
Mml Investors Services, LLC
CRD# 4574314
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Bank Of America, N.a. | Hunt Valley, MD | Jan 2018 - Current | 6 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hunt Valley, MD | Nov 2017 - Current | 6 |
| Howard Bank | Reisterstown, MD | May 2016 - Nov 2017 | 1 |
| Freedom Mortgage | Columbia, MD | Feb 2016 - May 2016 | < 1 |
| Unemployed/travel | Lake Oswego, OR | Oct 2015 - Jan 2016 | < 1 |
| F/v New Saint Joseph | Cordova, AK | May 2015 - Sep 2015 | < 1 |
| Leinenkugels Beer Garden | Baltimore, MD | Nov 2014 - May 2015 | < 1 |
| Unemployed | Baltimore, MD | Sep 2014 - Oct 2014 | < 1 |
| F/v New Saint Joseph | Cordova, AK | May 2014 - Aug 2014 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Feb 2018 |
- MD
- TX
-
Total Assets Under Management1,271,594MILLIONS
-
Total Number of Accounts2,911,578ACCOUNTS
-
Average Account Value$436,737
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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