David ChuCRD Number: 3053585
Current Firm: Willingdon Wealth Management LLC
David Chu (CRD# 3053585) is an Investment Advisor Representative working at Willingdon Wealth Management LLC in Huntersville, NC and has over 19 years of experience in the finance industry.
Prospera Financial Services, Inc.
Dalton Financial LLC
M Holdings Securities, Inc.
|Willingdon Wealth Management, Inc.||Huntersville, NC||May 2015 - Current||2|
|Wells Fargo Advisors, LLC||Charlotte, NC||Oct 2014 - Apr 2015||< 1|
|Unemployed||Berwyn, PA||Sep 2012 - Oct 2014||2|
|Emerald Advisers||Leola, PA||Nov 2005 - Sep 2012||6|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jan 2015|
|S63||Uniform Securities State Law Examination||Jul 1998|
Total Assets Under Management195MILLIONS
Total Number of Accounts711ACCOUNTS
Average Account Value$273,974
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
CT, FL, GA, NC, NJ, NY, OH, PA, SC, TX, VA