Timothy FastCRD Number: 1303600
Current Firm: Waddell & Reed
Timothy Fast (CRD# 1303600) is an Investment Advisor Representative working at Waddell & Reed in Hutchinson, KS and has over 32 years of experience in the finance industry.
Financial Benefits, Inc.
Vsr Advisory Services
Ameriprise Financial Services, Inc.
|Waddell & Reed, Inc.||Hutchinson, KS||Jun 2015 - Current||1|
|Various Insurance Carriers For W&r Insurance Agencies||Inman, KS||Jun 2015 - Current||1|
|Tim Fast Farm||Inman, KS||Jan 1973 - Current||44|
|Securities America, Inc.||Omaha, NE||Dec 2013 - Jun 2015||1|
|Securities America Advisors, Inc.||Hutchinson, KS||Dec 2013 - Jun 2015||1|
|Lpl Financial LLC||San Diego, CA||Dec 2006 - Dec 2013||7|
|Investacorp, Inc.||Miami Lakes, FL||Mar 2005 - Dec 2006||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 1985|
|S65||NASAA Investment Advisors Law Examination||Jan 1999|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
- Customer Dispute
Total Assets Under Management18,309MILLIONS
Total Number of Accounts149,599ACCOUNTS
Average Account Value$122,387
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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