Johnathan Horman, financial advisor Imperial MO

Johnathan Horman

CRD Number: 5709069
Current Firm: Nbc Securities, Inc.

Johnathan Horman (CRD# 5709069) is an Investment Advisor Representative working at Nbc Securities, Inc. in Imperial, MO and has over 12 years of experience in the finance industry.

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Company Name Location Dates Years
First State Financial Management Saint Louis, MO Feb 2024 - Current < 1
Wells Fargo Clearing Services St. Louis, MO Jun 2022 - Feb 2024 1
Saint Louis Housing Authority Saint Louis, MO Jan 2021 - May 2022 1
Landco Construction Saint Louis, MO Nov 2019 - Nov 2020 1
Superior Building Group Saint Louis, MO Mar 2018 - Nov 2019 1
1st Quality Construction, Inc. Saint Louis, MO Sep 2015 - Feb 2018 2
Northwestern Mutual Investment Services, LLC Saint Louis, MO Mar 2014 - Aug 2015 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2011
S65 NASAA Investment Advisors Law Examination Apr 2012
S66 NASAA Uniform Combined State Law Examination Oct 2022
Contact Info for Johnathan Horman
Phone Number: 800-521-9390
Registered State(s):
  • MO
By the Numbers
  • Total Assets Under Management
    1,696
    MILLIONS
  • Total Number of Accounts
    5,266
    ACCOUNTS
  • Average Account Value
    $322,017
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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