Haiyan Xu (CRD# 7668076) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Issaquah, WA and has 1 year of experience in the finance industry.
CRD# 5925615
Securities America Advisors, Inc.
CRD# 6886032
Capital Partners Wealth Management
CRD# 6533806
Harbour Investments, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Bank Of America N.a. | Duvall, WA | Jan 2023 - Current | 1 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Duvall, WA | Nov 2022 - Current | 1 |
| Prudential Hongkong Limited | Hong Kong, | May 2016 - Nov 2022 | 6 |
| H&r Block's | Issaquah, WA | Nov 2021 - Apr 2022 | < 1 |
| Shanghai Kaimu Trading Company, Ltd | Shanghai, | Dec 2017 - Aug 2019 | 1 |
| Shenzhen Kema Chemical Techonology Company, Ltd | Shenzhen, | Sep 2015 - Dec 2017 | 2 |
| Umemployment | Hong Kong, | Dec 2012 - Sep 2015 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Mar 2023 |
- TX
- WA
-
Total Assets Under Management1,271,594MILLIONS
-
Total Number of Accounts2,911,578ACCOUNTS
-
Average Account Value$436,737
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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