James Klefeker, financial advisor Jacksonville FL

James Klefeker

CRD Number: 1931898
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

James Klefeker (CRD# 1931898) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Jacksonville, FL and has over 24 years of experience in the finance industry. James Klefeker has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Bank Of America, N.a. Jacksonville, FL Aug 2013 - Current 7
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville, FL Jul 2013 - Current 7
Pj Robb Variable Corp Ponte Vedra Beach, FL Apr 2013 - Jul 2013 < 1
Self Employed/insurance Ponte Vedra, FL Mar 2011 - Jul 2013 2
Td Ameritrade Ponte Vedra, FL Sep 2008 - Mar 2011 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1996
S66 NASAA Uniform Combined State Law Examination Aug 2013
By the Numbers
  • Total Assets Under Management
    962,052
    MILLIONS
  • Total Number of Accounts
    2,529,169
    ACCOUNTS
  • Average Account Value
    $380,383
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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