William Nichols, financial advisor Jacksonville FL

William Nichols

CRD Number: 6939578
Current Firm: Principal Securities, Inc.

William Nichols (CRD# 6939578) is an Investment Advisor Representative working at Principal Securities, Inc. in Jacksonville, FL and has over 4 years of experience in the finance industry.

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Fidelity Personal And Workplace Advisors
Company Name Location Dates Years
Principal Life Insurance Company Jacksonville, FL Apr 2021 - Current 1
Principal Securities Inc. Jacksonville, FL Apr 2021 - Current 1
Union Financial, Inc. Jacksonville, FL Oct 2021 - May 2022 < 1
Bankers Life And Casualty Jacksonville, FL Apr 2019 - Apr 2021 2
Summerton Oaks Landscape Development And Maintenance LLC Jacksonville, FL Sep 2017 - Apr 2021 3
Summerton Oaks Landscaping Development And Maintenance LLC Jacksonville, FL Apr 2018 - Apr 2019 1
First Command Financial Planning, Inc. Fort Worth, TX Apr 2018 - Dec 2018 < 1
United States Navy Jacksonville, FL Apr 2008 - May 2018 10
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2018
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for William J. Nichols
Phone Number: 888-774-6267
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    11,439
    MILLIONS
  • Total Number of Accounts
    44,544
    ACCOUNTS
  • Average Account Value
    $256,795
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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