Maxwell Neese (CRD# 6951730) is an Investment Advisor Representative working at Lpl Financial LLC in San Diego, CA and has over 4 years of experience in the finance industry. Maxwell Neese has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2730478
Madison Avenue Securities, LLC
CRD# 5621865
Lpl Financial LLC
CRD# 5084834
The Wealth Consulting Group
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial LLC | Jefferson, IA | Apr 2024 - Current | < 1 |
| Cambridge Investment Reserach Advisors, Inc. | Fairfield, IA | Jun 2022 - Apr 2024 | 1 |
| Cambridge Investment Research, Inc. | Fairfield, IA | May 2022 - Apr 2024 | 1 |
| Mwa Financial Services Inc. | Rock Island, IL | May 2021 - May 2022 | 1 |
| Modern Woodmen Of America | Rock Island, IL | May 2020 - May 2022 | 2 |
| Iowa State University | Ames, IA | Aug 2016 - May 2020 | 3 |
| Compass Financial Services | West Des Moines, IA | May 2019 - Aug 2019 | < 1 |
| Journey Financial | Jefferson, IA | May 2018 - Aug 2018 | < 1 |
| Peoples Bank | Jefferson, IA | May 2017 - Aug 2017 | < 1 |
| Greene County Community School District | Jefferson, IA | Aug 2012 - Jul 2016 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 2019 |
| S66 | NASAA Uniform Combined State Law Examination | Jun 2022 |
- IA
- TX
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Total Assets Under Management463,475MILLIONS
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Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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