John Thompson, financial advisor Johns Creek GA

John Thompson

CRD Number: 2063118
Current Firm: Mma Securities LLC

John Thompson (CRD# 2063118) is an Investment Advisor Representative working at Mma Securities LLC in Johns Creek, GA and has over 33 years of experience in the finance industry.

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Company Name Location Dates Years
Mma Securities LLC Johns Creek, GA Jul 2022 - Current 1
Mma Asset Management LLC Conshohocken, PA Jul 2022 - Current 1
Marsh & Mclennan Agency, LLC Atlanta, GA Feb 2017 - Current 7
Fsc Securities Corporation Atlanta, GA Feb 2001 - Jul 2022 21
J. Smith Lanier & Company Johns Creek, GA Jun 2011 - Jan 2017 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1990
S65 NASAA Investment Advisors Law Examination Aug 1999
Contact Info for John C. Thompson
Phone Number: 212-345-5000
Registered State(s):
  • GA
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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