Ricky Kiel, financial advisor Johnston IA

Ricky Kiel

CRD Number: 2982198
Current Firm: Lpl Financial LLC

Ricky Kiel (CRD# 2982198) is an Investment Advisor Representative working at Lpl Financial LLC in Johnston, IA and has over 26 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial LLC Johnston, IA Apr 2020 - Current 4
Central Financial Group W Des Moines, IA Sep 2006 - Current 17
D.r.t. Holdings LLC Centerville, IA Jul 2006 - Current 17
B&k Machining LLC Centerville, IA Nov 2005 - Current 18
Royal Alliance Associates, Inc. Johnston, IA Nov 2018 - Apr 2020 1
Sii West Des Moines, IA Feb 2017 - Nov 2018 1
Ameritas Investment Corp Lincoln, NE Sep 2006 - Feb 2017 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1997
S65 NASAA Investment Advisors Law Examination Apr 2015
Contact Info for Ricky C. Kiel
Phone Number: 704-733-3300
Registered State(s):
  • IA
  • TX
By the Numbers
  • Total Assets Under Management
    463,475
    MILLIONS
  • Total Number of Accounts
    1,910,545
    ACCOUNTS
  • Average Account Value
    $242,588
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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